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Securities Industry and Financial Markets Association
Results: 602

#	Item
311	Consumer Federation of America Fund Democracy AARP Certified Financial Planner Board of Standards, Inc. Financial Planning Association Investment Adviser Association Add to Reading List Source URL: consumerfed.org Language: English - Date: 2012-04-23 14:20:28 Business Trade associations Registered Investment Advisor Fiduciary Investment Adviser Association Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Investment Advisers Act Financial economics Law Finance
312	Microsoft PowerPoint - MI Critical Access Conf Nov[removed]Healthcare).pptx Add to Reading List Source URL: www.mcrh.msu.edu Language: English Bonds Securities Securities Industry and Financial Markets Association Stock market Credit rating agency Grade Municipal bond Credit risk Financial economics Economics Finance
313	New York Stock Exchange LLC, and NYSE Euronext Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-14 06:40:23 Investment United States Securities and Exchange Commission Economy of the United States Regulation NMS Securities Industry Automation Corporation Consolidated Tape Association NYSE Arca New York Stock Exchange Market data Financial markets Financial economics NYSE Euronext
314	Order Temporarily Exempting Certain Broker-Dealers from the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 under the Securities Exchange Act of 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-04-03 12:59:24 Financial markets United States securities law United States Securities and Exchange Commission Fixed income market Broker-dealer Securities Exchange Act U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Net capital rule Financial economics Financial system Investment
315	Microsoft Word - press_releases.docx Add to Reading List Source URL: www.sib.wa.gov Language: English - Date: 2011-03-30 13:08:39 CalSTRS Financial markets Finance Investment banks Sustainable Asset Management Securities Industry and Financial Markets Association Ceres Investor Network on Climate Risk Orin Kramer
316	November 15, 2011 BY EMAIL TO: [removed] Regulatory Policy and Programs Division Add to Reading List Source URL: fincen.gov Language: English - Date: 2011-11-17 07:22:19 Tax evasion Bank Secrecy Act Suspicious activity report Financial regulation Securities Industry and Financial Markets Association Financial Crimes Enforcement Network Money laundering Birmingham Small Arms Company Filing Finance Financial economics Financial system
317	Securities Industry and Financial Markets Association Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-05-16 17:55:37 Finance United States securities law Financial markets Stock market NYSE Arca Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system United States Securities and Exchange Commission
318	Annual Report[removed]A journey of years Add to Reading List Source URL: www.raymondjames.com Language: English - Date: 2013-02-27 10:52:16 Primary dealers Investment banks Raymond James Financial Morgan Keegan & Company Securities Industry and Financial Markets Association UBS Investment banking Lehman Brothers Enron scandal Investment Financial economics Finance
319	December 19, 2011 Via e-mail to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street NE., Washington, DC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-21 11:17:51 Securities Financial markets Stock market Mortgage industry of the United States United States housing bubble Depository Trust & Clearing Corporation Securities Industry and Financial Markets Association Mortgage-backed security First Issues Collectors Club Financial economics Finance Financial system
320	Q&A: Curt Bradbury Curt Bradbury Chief Operating Officer Curt Bradbury is chief operating officer of Stephens Inc. and chairman of the market Add to Reading List Source URL: www.stephens.com Language: English - Date: 2014-07-30 16:44:04 Financial markets Stock market Securities Industry and Financial Markets Association Securities Investor Protection Corporation Market data Financial Industry Regulatory Authority High-frequency trading Security Financial economics Finance Investment

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